Objective: Dynamic individual ready to exceed expectations and make an
| Work Desired: | Full Time - Permanent |
| Citizenship: | US Citizen |
| Resident Of: | State: New York - Area Code: 315 |
| Willing To Relocate: | Yes |
| Posted By Candidate: | 03/25/10 |
| Experience: | 1 to 3 years of work-experience |
| Technical Skills: | , Project Management |
| Work Experience: | |
CRAIG D'MURA
941 James Street Apt. 36 * Syracuse, NY 13203 * (602) 570- 4198 *
Dynamic individual ready to make an immediate positive impact. Highly motivated
and quality oriented team player. Exceptional ability to understand business
needs and exceed expectations.
AREAS OF STRENGTH:
Excellent Writing & Communication Skills Analytical & Logical
Reasoning
Extensive Research Abilities Financial Data Analysis
Risk Detection & Avoidance Public Speaking &
Presentations
Government & Agency Regulations Team Work & Interpersonal
Skills
EDUCATION:
SYRACUSE UNIVERSITY COLLEGE OF LAW, Syracuse, New York
JD Candidate, May 2010
G.P.A. 3.205
Awards: Dean's Honor List
Courses: Banking Law; Securities Regulations; Accounting; Mergers &
Acquisitions;
Business Valuation Law; Binary Economics; Corporations; Contracts.
Activities: Securities Arbitration and Consumer Clinic; Corporate Law
Society;
Syracuse Tax Society; Department of Public Safety
Student Advisory Committee.
ARIZONA STATE UNIVERSITY, Tempe, Arizona
BA, Political Science, May 2006
Minor: Business
G.P.A. 3.20
Awards: Pi Kappa Alpha Man of the Year 2005 (Delta Tau Chapter)
Activities: Senator, Arizona State Undergraduate Student Government;
Undergraduate Student
Government Finance Committee; President, Pi Kappa Alpha
Fraternity; Emerging
Leaders Program; Inter-fraternity Council; Judicial
Delegate, Greek Review Board.
EXPERIENCE:
SECURITIES ARBITRATION & CONSUMER CLINIC, Syracuse University College of Law
Student Attorney January 2009 to
January 2010
Provided legal services to clients that have been harmed by illegal or unethical
conduct of securities professionals. Researched and developed legal claims in
order to seek financial damages for clients. Obtained a strong working knowledge
of securities regulations and laws, including the SEC, FINRA, and BSA/AML, as
well as the Investment Company Act of 1940 and Investment Advisors Act of 1940.
Maintained all aspects of the client's legal claims from the initial client
interview and discovery procedures, through the final litigation and settlement
negotiations. Represented a $350,000 securities fraud case in November 2009,
which ultimately led to the highest settlement in the Clinic's history.
THE VANGUARD GROUP, Scottsdale, Arizona
Participant Services Representative May 2006 to July 2007
Provided financial advice to customers and assisted them in making investment
decisions regarding
their retirement plans. Worked with many types of financial products and
investments, including equity and fixed-income mutual funds. Provided
comprehensive guidance about investment risks, asset information, tax
requirements, and legal guidelines. Assisted fund managers with regulatory and
compliance issues. Analyzed investment issues and administered solutions for a
wide range of transactions. Provided technical assistance, mentored, and trained
new associates.
Licenses: Series 6, Investment Company Representative Exam.
Series 63, Uniform Securities Agent State Law Exam.
VOLUNTEER WORK:
Pro-Bono Bankruptcy Program: Provided free bankruptcy filing assistance to the
working poor and other low-income debtors. Provided legal resources and
representation to individuals that stood to benefit the most from these types of
services.
Volunteer Tax Assistance Program (VITA): Provided free tax preparation services
and assistance to low-income citizens and persons of limited means who cannot
prepare their own tax returns.
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